Who We Are? – Investor Protection Enforcement Council
As a specialized commission, this office conducts inquiries and investigations into matters associated with fraud, suspect documents, and money laundering. We are an independent regulatory commission for investment firms.
We exist to ensure that the corporate finance industry is conducting business fairly and under the guidance and supervision of policies set forth by the United States. We are committed to protecting the investing public and maintaining market integrity through efficient governance and regulation of the industry.
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